Regulatory Compliance

Whether a financial institution subject to FFIEC compliance or an organization new to or well versed in Sarbanes-Oxley compliance, our team of specialized subject matter experts help organizations not only achieve compliance, but also identify efficiency and cost savings opportunities as well.


Hunt Risk Solution Partners Sarbanes-Oxley (SOX) compliance professionals help organizations establish and maintain effective internal controls over financial reporting. Whether your organization is at the readiness phase as part of going through an IPO or has been SOX compliant for years and investigating ways to improve your SOX compliance processes, we tailor and deploy a top-down, risk-based approach, to implement a cost-effective compliance process that is both sustainable, repeatable and properly aligned with PCAOB Audit Standard No. 5.Our Sarbanes-Oxley (SOX) 302 and 404 financial and information technology (IT) consulting services are as follows:

  • Readiness
  • Program, Control Design and Implementation
  • Health Checks
  • Control Testing and Remediation
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